| Closing Date Range: |
Between 07/01/2004 and 12/31/2004
|
| Sector Preference: |
Consumer- Non-Cyclical (Healthcare) |
| Industry Preference: |
None Selected |
| Sub-Industry Preference: |
None Selected |
| Exchange Type: |
ALL Exchanges |
| Structure Type: |
Common Stock, Convertible - Fixed, Common Stock - Reset, Common Stock - Shelf Sale (Registered Direct) |
| Display Options: |
Display only the first 10 Agents.
Sort Report by Total Placement Amount for each Agent. |
| Transaction Size Range: |
Not Specified |
| Market Cap Range: |
Between $100.00M and $200.00M |
| Agent Classification: |
ALL |
| Issuer Country of Incorporation: |
ALL |
| Legal Structures: |
PIPE |
|
 |
| Closing Name |
Closing Symbol |
Closing Date |
Gross Proceeds |
| 1. Lazard Freres & Co. LLC Contact Info |
| Inhibitex Inc. |
INHX |
11/04/2004 |
$49,745,896 |
| Myogen, Inc. |
MYOG |
09/24/2004 |
$59,999,985 |
| ISTA Pharmaceuticals, Inc. |
ISTA |
08/05/2004 |
$13,345,000 |
| Total: |
3 Deals |
$123,090,881 |
| 2. CIBC World Markets Contact Info |
| Myogen, Inc. |
MYOG |
09/24/2004 |
$59,999,985 |
| Total: |
1 Deal |
$59,999,985 |
| 3. Banc of America Securities LLC Contact Info |
| ISTA Pharmaceuticals, Inc. |
ISTA |
08/05/2004 |
$13,345,000 |
| Novavax, Inc. |
NVAX |
07/16/2004 |
$35,000,000 |
| Novavax, Inc. |
NVAX |
07/16/2004 |
$5,000,000 |
| Total: |
3 Deals |
$53,345,000 |
| 4. Rodman & Renshaw, LLC Contact Info |
| EntreMed, Inc. |
ENMD |
12/23/2004 |
$14,000,005 |
| Genta, Inc. |
GNTA |
12/14/2004 |
$22,500,000 |
| Aastrom Biosciences, Inc. |
ASTM |
10/27/2004 |
$10,000,000 |
| Total: |
3 Deals |
$46,500,005 |
| 5. SG Cowen & Co., LLC Contact Info |
| Aradigm Corporation |
ARDM |
12/17/2004 |
$12,500,093 |
| Acusphere, Inc. |
ACUS |
07/29/2004 |
$21,491,419 |
| Total: |
2 Deals |
$33,991,512 |
| 6. First Albany Capital Contact Info |
| Hythiam, Inc. |
HTM |
12/15/2004 |
$22,649,999 |
| QMed, Inc. |
QMED |
12/06/2004 |
$5,999,994 |
| Total: |
2 Deals |
$28,649,993 |
| 7. Emerging Growth Equities, Ltd. Contact Info |
| Hythiam, Inc. |
HTM |
12/15/2004 |
$22,649,999 |
| Total: |
1 Deal |
$22,649,999 |
| 8. Leerink Swann & Co. Contact Info |
| Curis, Inc. |
CRIS |
10/12/2004 |
$20,098,972 |
| Total: |
1 Deal |
$20,098,972 |
| 9. RBC Capital Markets, Inc. Contact Info |
| Immunomedics, Inc. |
IMMU |
07/30/2004 |
$15,082,999 |
| Total: |
1 Deal |
$15,082,999 |
| 10. Ferghana Partners, Inc. Contact Info |
| EntreMed, Inc. |
ENMD |
12/23/2004 |
$14,000,005 |
| Total: |
1 Deal |
$14,000,005 |
| |
|
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